For informational purposes only. Full disclaimer.
I'm a 7-year litigation associate at a BigLaw firm who recently transitioned to an in-house counsel role at a financial services company in Charlotte. The hours are much better, but I'm facing something new - my manager wants me to personally sign interrogatory responses for the company in ongoing litigation matters. At my firm, partners always handled the signing responsibilities. I'm concerned about the professional liability and ethical implications of signing these discovery documents as in-house counsel. Should I be worried about putting my name on these responses? What's the standard practice for in-house attorneys when it comes to discovery obligations?

Should In-House Counsel Sign Interrogatories? Career Guide

Lateral Advice

Quick Answer

In-house attorneys routinely sign interrogatories and discovery responses as part of their role, but should understand the professional liability implications and implement proper review procedures. This responsibility comes with the territory of being corporate counsel.

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Dear Victoria E.,

The Reality of In-House Discovery Responsibilities

Your concern is understandable given your BigLaw background, but signing discovery responses is a standard responsibility for in-house counsel. Unlike at law firms where partners typically handle these signatures, corporate attorneys are expected to take direct ownership of discovery matters affecting their company.

Here's what I'd consider as you navigate this new aspect of your role:

Why In-House Attorneys Sign Discovery Documents

As corporate counsel, you may be positioned to verify company information, though the specific requirements and appropriateness can vary. You have direct access to business records, can consult with relevant departments, and understand the company's operations in ways outside counsel cannot. Consult with litigation counsel about Rule 26(g) obligations in your specific situation.

In Charlotte's robust financial services market - with Bank of America and Wells Fargo headquarters driving significant litigation activity - in-house attorneys at financial institutions often handle discovery signings, though practices vary by company. It's particularly common in the banking sector where regulatory compliance and litigation management are core legal functions.

Professional Liability Considerations

Your professional liability concerns are valid but manageable with proper procedures:

Best Practices for Discovery Signing

Develop a systematic approach to protect yourself and serve your company effectively:

Establish review protocols: Create checklists for verifying information with relevant departments. Consult with IT for electronic records, HR for employment matters, and finance for monetary claims. Document these consultations.

Work with outside counsel: Even when signing internally, coordinate with external litigation counsel on strategy and legal sufficiency. They can review responses before you sign.

Know your limits: If information is outside your reasonable access or knowledge, state those limitations clearly in responses rather than guessing.

Career Development Opportunities

Rather than viewing this as additional liability, consider it career development. Managing discovery demonstrates:

These skills make you more valuable for senior in-house roles and distinguish you from attorneys who've never handled direct litigation responsibility.

Market Context for Your Role

Charlotte's legal market has seen tremendous growth, with major firms expanding their local presence specifically to serve the financial services sector. Your experience managing discovery as in-house counsel at a financial institution provides valuable credentials if you ever want to move to firms like Moore & Van Allen or Robinson Bradshaw, which handle significant financial services litigation.

The combination of BigLaw training and hands-on in-house discovery management creates a compelling profile for future opportunities, whether in-house or back at firms.

Making the Transition Work

Start by requesting your company's standard procedures for discovery responses. Many established companies have protocols developed by previous counsel. Ask about professional liability coverage and consider whether additional personal coverage makes sense.

Schedule time with your manager to understand expectations and escalation procedures for complex discovery issues. Establish relationships with key business contacts who can help verify information quickly.

Remember that this responsibility reflects trust in your judgment and capabilities. Companies often assign discovery signing to attorneys they view as senior legal resources capable of making important decisions.

The learning curve exists, but managing discovery responsibilities positions you well for advancement within your current company and enhances your marketability for future in-house opportunities throughout the Southeast's growing legal market.

This article is for informational purposes only and does not constitute legal, financial, or career advice. Content is AI-assisted and reviewed by Fluency Legal staff. See full disclaimer.

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Stephen Taylor
Fluency Legal | Legal Recruiting

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Tags: #in-house-counsel #litigation #professional-liability #discovery #charlotte-market